Science fiction
offers two immediate things to the reader: the ability to travel to far away
times and places, to alternate histories and to gorgeously realized other
worlds. It also often gives us a sense of great familiarity – it is, after all,
other humans, other persons exploring the universe. This
duality of the genre lets the author take a modern[1]
human and put him in an altogether alien environment. The author gives this
person a series of immense obstacles to overcome so as to see how he will
react. Using this technique, by the end of the novel, both the author and, by
extension, the audience will hopefully learn something about the human
condition. In this way, science fiction can be thought of as a great thought
experiment – projecting modern ideas, philosophies, mores, norms etc. onto a
society inherently deprived of those very attributes. This lets the author
satirize modern society, show any glaring problems with it, and often, predict
where it will end up[2].
But this is not all that science fiction does. Perhaps by putting the
recognizable man of this world into
the alien-ness of that world, we will
realize something in humankind that is inherent to everyone, across time,
across space and even possibly across species. Often, in the words of Brian
Aldiss, science fiction’s main goal is to define what makes us human.
Knowing
this, does DADES fall into the definition of science fiction set by Aldiss? The
answer comes down to whether or not defining humanity is of central importance
to Philip K. Dick. To give the short answer to this, yes, the definition of humanity is of central importance from the
very first page. The long answer, however, involves not only defining what makes us human, but focuses instead
on who should be considered human. Through
both the plot and the setting, Philip K. Dick uses the science fiction genre
almost to the ‘t’ in context of Brian Aldiss’ definition.
In the first half,
where we are introduced to Nexus-6 androids – “capable of selecting within a field
of two trillion constituents, or ten million separate neural pathways,”[3] –
which are indistinguishable from humans without either taking a post-mortem bone
marrow biopsy or administering one of two advanced, quite possibly flawed,
‘empathy tests’. This is the key to the story. In DADES, we are initially led
to believe that empathy is the penultimate human trait; androids – near perfect
replicas of humans – do not produce empathy naturally. In DADES, Dick uses the
android as a device to let readers “think more dispassionately about just what
qualities of human life are required for the presence of personhood.”[4] By
framing the main questions referenced earlier in the context of futuristic
androids, Dick lets readers contemplate the answers and implications of what it
means to be human in a way that lets the reader remain fairly detached
emotionally from the inevitable outcomes.
Dick at first appears
to use empathy as the distinguishing feature of humanity in the novel. A more
subtle reading, however, reveals that he actually does not want empathy – a trait raised to religious status in
post-apocalypse Earth – to be the sole definition of humanity. Dick did not write DADES to show us what he
believes humanity is. He instead wants us to consider what makes us human and near-perfect replicas not human. In a society that has
rejected androids, he wants us to question whether or not that society has
rejected humans.
But what does it
mean to be human exactly, and how do we divide the world into the dichotomy of person/not-person?
This is a question that has been argued throughout the history of organized
thought, and the answer is well beyond the scope of this paper. However, the
implications of the definition are important to the reading of DADES so, instead,
let us look at what has historically been thought of as the crux of being a ‘person’
– the self. How does this metaphysical entity relate to the androids and humans
in DADES? In Retrofitting Blade Runner:
Issues in Ridley Scott's Blade Runner
and Philip K. Dick's Do Androids Dream of Electric Sheep?, we are presented
with a definition of personhood revolving around rationality and the idea of
self-consciousness as parts of the ‘self’. We will use this definition later in
this paper to examine the possible humanity of Rachel Rosen and Iran and Rick
Deckard.
In order to understand why the androids are not
considered human in the diegesis, we must first examine those characters that are human. Take Iran Deckard for instance,
the wife of Richard Deckard. The very first page of the book introduces to the
reader both of the Deckards and their Penfield Mood Organ[5], a
device that alters the moods of the humans who use it with the turn of a dial. Using
this device, one taken for granted in the novel – “…he hesitated between
dialing a thalamic suppressant…or a thalamic stimulant (which would make him
irked enough to win the argument),”[6] –
the surviving humans are able to alter their mental being at will. This of
course raises a major question about the people in the world of DADES, namely
that it is never clear if their emotions are genuine or not. Going back to
Iran, we see an example of this: she has to ‘dial in’ to be depressed at the
world she lives in. She realizes that as a human, she should be irrevocably
depressed by living in the world she does; yet there she is, artificially
making herself depressed – an attitude she can change with the turn of a knob. Iran,
in fact, is one of the only characters to experience this existential problem
of simultaneously recognizing and therefore rejecting the world she lives in. In
only the first handful of pages, Iran shows some of the only empathy, the accepted
definition of humanity, towards other humans we see in the book. Almost nowhere
else do we get such a clear answer of who, beyond a shadow of doubt, is human.
What
then of the androids themselves? Throughout the novel, dick uses the simulacra of
humans to illustrate his beliefs in what makes things human or not. The first
example of this is Rachel Rosen. The most outwardly ‘human’ of the androids,
she is led to believe that she actually is a human. Raised on an orbiting
starship, she is given false memories (can memories be given to someone? That
alone raises some interesting questions – can the humans be given false
memories? If they can, are they still human? Clearly memories are not what makes us human) and treated as
human her whole life. When Rick meets her at the Rosen headquarters, she is
able to initially pass the Voight-Kampff test – Rick reluctantly believes that
she is human. More importantly, Rachel believes she is human. She acts with a
self-consciousness that is characteristic of humans. It is only when she shows empathy towards the
human babies killed to make Rick’s briefcase (a fabricated story to test her
empathy) is Rick able to tell her as android – ‘true humans’ wouldn’t have had
a measured response[7]. Rachel
clearly thinks of herself as a human – it is only the world she lives in that
refuses to grant her personhood. Self-consciousness in this sense involves more
than just recognizing yourself as an entity, it requires you to act towards
your own goals.
The rationality aspect
of the definition of self Marilyn Gwaltney sets in Retrofitting Bladerunner… references the fact that the androids
were created to think and act as humans would. If we classify ourselves as a
rational species – and I believe that we do – then by extension the androids
must be rational. Originally built as weapons and later modified to deal with
the dangerous radioactive settings on Earth and the colonization processes on Mars,
the androids were expected to act on their own, towards their own limited goals.
It should be of no surprise then that a conscious, self-aware being should want
freedom – in this case stowing away and arriving back on Earth.
This idea – the
androids were meant to handle situations unsafe for humans – satisfies the
second clause of Aldiss’ definition. According to Aldiss, the above plot
elements and thematic arcs must take place in a gothic novel. The question then
is, since Dick is trying to define
what humanity is, does he do so in a gothic novel? Between a radioactive Earth,
inhospitable to all life save for a few unlucky humans left behind, and a Mars reminiscent
of 1800’s Earth, ti would not be a stretch to classify DADES as a neo-gothic
novel. The androids of DADES can easily live on the ruins of Earth. In fact,
they would prefer to live on the
radioactive-dust covered surface of our planet than work as slaves for the rich
on Mars.
For comparison, let
us look at the monster of Frankenstein.
The monster in this book is at home in the frigid arctic and can dance around
the mountains of Switzerland with no hesitation. In much the same way, the
androids in DADES mirror the monster in both their ability to live in
inhospitable landscapes and their role as antagonist – and by extension as the
way to define humanity[8].
To conclude,
throughout the novel, Philip K. Dick constantly challenges our preconceived
notions that all androids are simply autonomous beings distinctly different from
the humans they mimic. By presenting the android as an ‘other’, Dick hopes that
we will be able to rationally think about what it is that actually makes us human.
[1] Modern
of course is relative to the author’s time – in DADES’ case, it would be a
person from 1968.
[2] See 1984 for a perfect example – what was
once a warning seems to be overwhelmingly used as an instruction manual.
[3] Dick, Philip K. Do Androids Dream of
Electric Sheep? New York: Ballantine, 1996. 28. Print.
[4] Gwaltney,
Marilyn. Retrofitting Blade Runner: Issues in Ridley Scott's Blade Runner and
Philip K. Dick's Do Androids Dream of Electric Sheep? Ed. Judith Kerman. N.p.:
Popular, 1991. 32-40. Google Books. Web. 3 Oct. 2013
[5] Not to
get on too long of a tangent, but we can examine the book in light of One Dimensional Man by Herbert Marcuse. According
to Marcuse, society is on the path towards a being in which consumerism and
false-needs gradually hinder our ability to think critically. This idea is
taken to its extreme in DADES, with the advent of electric animals to replace a
perceived need for real ones. Every time Rick sees an animal, he fishes for his
Sidney’s Animal and Fowl Catalogue to
check the price. Animal ownership – and the empathy it implies – is the
ultimate expression of this rampant consumerism that must have started with Penfield
Mood Organs, Rosen Androids and whatever other fictional brands exist in the
story. Furthermore, people simply accept the ‘danger’ of the androids without
question. If an android is on Earth, it is automatically a criminal and has to
be retired. In many ways, a parallel between Marcuse’s idea of a “great refusal”
and Dick’s point that androids must be seen as people and not things want us to
arrive at the same conclusion.
[6] Do Androids Dream of Electric Sheep, 4
[7] It is
interesting that to be human, empathy towards other humans isn’t necessary.
This makes Rachel and Iran so unique – both recognize that empathy towards
humans, not just animals, is an integral part of being human. Rick himself
comes to realize this after killing Luba Loft – while talking to Phil Resch he
realizes that he has an “emphatically empathetic response” (142) to the death
of Luba Loft. In a startling turn of events, Rick realizes that he has
developed empathy towards androids.
[8] In a
technique dating back to at least Thomas Aquinas, where one uses what a thing
is not to define what it is.
1 comment:
I like the first paragraph as a free-standing object, although for this essay I'd be happier if it got around to presenting your main argument. It has its merits, but beware of getting lost in abstractions (I like to think of abstractions as something we should usually earn when writing, rather than as a starting point). Even at the end of the 2nd paragraph it's really not clear what you will say in particular about the novel. Do you have a clear viewpoint about it? Yes. Do you have a clear argument about it? Not yet.
Despite my difficulties so far, "In a society that has rejected androids, he wants us to question whether or not that society has rejected humans." is a fine statement of one of the central dilemmas, if not the central dilemma, in the novel. You are saying interesting things, moving in interesting directions, without yet really establishing a clear (or maybe distinctive) argument.
"Iran, in fact, is one of the only characters to experience this existential problem of simultaneously recognizing and therefore rejecting the world she lives in. In only the first handful of pages, Iran shows some of the only empathy, the accepted definition of humanity, towards other humans we see in the book. Almost nowhere else do we get such a clear answer of who, beyond a shadow of doubt, is human." To my mind, this is good material for a first or second paragraph. Although you don't quite have an argument even here, you're saying some interesting things in ways which could lead to a really nice essay. Actually, I think you're making an implicit argument: the real problem in DADES is how do we both accept and reject the world at once? How do we live in it, while trying to rise above it? How do we attain transcendence amidst immanence? You are zeroing in on some great stuff, but ideally you would *begin* with your problem, and use the bulk of the essay to explore and interpret it. As an example, you might use the paintings as an example of how the world is both accepted and rejected in the novel...
Your discussion of Rachel is sloppy - it ignores the second encounter with her entirely in favor of the first encounter. You could have addressed the duality of acceptance and rejection with interests you, in fact, by addressing the contradictions in Rachel's character. I think you're mostly a careful reader, but not when dealing with Rachel.
Is rationality really central to the self in DADES? You assert that, but I'm not sure why. My tendency is to think that Mercerism and Buster Friendly both challenge that idea - in fact, in the novel they seem to mostly align the androids with rationality and humans with emotion (rightly or wrongly).
Your discussion of Aldiss, the Androids, and F's monster at the end is intelligent in itself, but doesn't really fit with the rest of the essay.
Overall: You have some great raw material, but you struggled to make it really fit together. This is an essay which, I think, was in need of another thorough rewrite. I think that the part about the self and its contradictions that I quote above is your best material, and that the better/finished version would have started with an interpretation of Iran's character.
p.s. Good tangent (in the footnotes, where it belongs) on Marcuse. It would have been interesting to bring that into the main body as another way of thinking about Iran...
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